Securities & Private Equity

Raising capital can be a highly regulated process.  We can navigate this process with the following services: 


Preparing Entrepreneurs to Raise Capital 

Once the friends and family round of financing is exhausted, entrepreneurs may look for capital elsewhere.  We work with clients to assist them in assessing how to raise more capital.  We help entrepreneurs develop their stories or pitch in speaking to investors.

Private Placement

Upon deciding to raise capital, we assist entrepreneurs in the private placement process including traditional private placement offerings, Rule 144 offerings and Regulation S offerings. 

Initial Public Offerings

In addition to our advice and counsel, we work with companies for their initial public offerings.  Our experience in taking companies public allows us to help position clients navigate the SEC and other issues arising from going public.